MLA audit

| D | F | I

A.R.I.F.
Rue de Rive 8
1204 Genève

MLA audit

Forms

-	Mutation notification
-	Questionnaire GFI
-	Application for submission to the CoD
-	Opening of relationship form
-	Suspicious activity report
-	Subscription to courses

Documents

-	Articles of Association
-	Regulations SRO
-	Directive 1 - Application form
-	Directives 2 to 13
-	Directive 14 - Code of deontology/CoD
-	Agreement for MLA auditors
-	Example of asset management contract
-	Checklist internal directives
-	Training schedule

Links

-	FINMA
-	Federal Department of Finance (FDF)
-	Money Laundering Reporting Office (MROS)
-	Financial Action Task Force (FATF)

OAR reconnu par la FINMA / Von der FINMA annerkante SRO
OAD riconosciuto dalla FINMA / SRO recognised by FINMA