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Membership
Training
A.R.I.F.
Rue de Rive 8
1204 Genève
2010
December
Anne Héritier Lachat is new Chair of FINMA
Stock market offences and market abuse: Federal Council in favour of general
market supervision
New FINMA Anti-Money Laundering Ordin-ance enters into force on 1 January 2011
Election of a replacement member to the FINMA Board of Directors
Discussion between the Federal Council and the President of FINMA
(
in French
) (
in German
) (
in Italian
)
Measures against Myanmar (
in French
) (
in German
) (
in Italian
)
November
Minutes of the General Meeting of 4 November 2010
FINMA Circular on Financial Intermediation under the Anti-Money Laundering Act
comes into force on 1 January 2011
FINMA warns of illegal and fraudulent financial intermediaries
Federal Council adopts revised FINMA Fees and Charges Ordinance
Distribution rules - FINMA launches discussion on ways to improve client protection
Sanctions lifted against Sierra Leone (
in French
) (
in German
) (
in Italian
)
October
FINMA position paper on risks in cross-border financial services
Modification of the ordinance on measures against the Democratic Republic of Congo
(
in French
) (
in German
) (
in Italian
)
Risks in business dealings with Iran
Publication of the first FINMA bulletin
Measures against the Democratic Republic of Congo
(
in French
) (
in German
) (
in Italian
)
September
Opening of the consultation period for the revision of the FINMA ordinance on the levying
of supervisory fees and duties (
in French
) (
in German
) (
in Italian
)
ARIF Newsletter - September 2010
Modification of the ordinance on measures against Al-Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
Stock market offences and market abuse - Federal Council mandates the FDF
to revise the Stock Exchange Act
August
Modification of the ordinance on measures against the Islamic Republic of Iran
(
in French
) (
in German
) (
in Italian)
July
Modification of the ordinance on measures against Al-Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
FINMA provides information on stress tests
Financial Action Task Force statement of June 25, 2010
Amendments of ARIF Directives 7, 8, 10 and 11
Economic measures against Irak (
in German
) (
in French
) (
in Italian
)
Opening of a consultation process on modification of the Embargo Act
(
in German
) (
in French
) (
in Italian
)
June
Modification of the ordinance on measures against the Islamic Republic of Iran
(
in German
) (
in French
) (
in Italian
)
FINMA proposes to harmonise the Anti-Money Laundering Ordinances
FINMA is opening the consultation period for the Circular on Financial Intermediation
pursuant to the Anti-Money Laundering Act
FINMA communication :
Handling of insurance wrappers in accordance with the
Swiss Anti-Money Laundering Act
May
Working papers for the audit 2010
Modification of the annex to the ordinance on measures against Somalia
(
in French
) (
in German
) (
in Italian
)
Modification of the ordinance on measures against Al-Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
April
Modification of the ordinance on measures against Al-Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
Modification of the annex to the ordinance on measures against Guinea
(
in French
) (
in German
) (
in Italian
)
MROS annual report 2009
March
FINMA Annual Media Conference 2010
and
FINMA annual report 2009
NEWSLETTER ARIF - March 2010
Modification of the ordinance on measures against Zimbabwe
(
in French
) (
in German
) (
in Italian
)
Minutes of the extraordinary GM of ARIF of 18.02.2010
February
Modification of the ordinance on measures against Zimbabwe
(
in French
) (
in German
) (
in Italian
)
Modification of the annex to the ordinance on measures against Liberia
(
in French
) (
in German
) (
in Italian
)
Sanctions against Eritrea (
in French
) (
in German
) (
in Italian
)
January
Federal Council Aims to Execute UBS Agreement with USA
Modification of the ordinance on measures against Al-Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
The revised provisions regarding stock market offences : The Federal Council opens a
consultation procedure (
in French
) (
in German
) (
in Italian
)
Forms
-
Mutation notification
-
Questionnaire GFI
-
Application for submission to the CoD
-
Opening of relationship form
-
Suspicious activity report
-
Subscription to courses
Documents
-
Articles of Association
-
Regulations SRO
-
Directive 1 - Application form
-
Directives 2 to 13
-
Directive 14 - Code of deontology/CoD
-
Agreement for MLA auditors
-
Example of asset management contract
-
Checklist internal directives
-
Training schedule
Links
-
FINMA
-
Federal Department of Finance (FDF)
-
Money Laundering Reporting Office (MROS)
-
Financial Action Task Force (FATF)
OAR reconnu par la FINMA / Von der FINMA annerkante SRO
OAD riconosciuto dalla FINMA / SRO recognised by FINMA