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2011
December
Modification of the ordinance on measures against the Islamic Republic of Iran
(
in French
) (
in German
) (
in Italian)
Modification of the ordinance on measures against Libya (
in French
) (
in German
) (
in Italian)
Partial revision of the FINMA Stock Exchange Ordinance to become effective
Modification of the annex 2 and 3 to the ordinance on measures against Myanmar
(
in French
) (
in German
) (
in Italian)
Structured products: FINMA report identifies shortcomings in protecting investors
Modification of the Ordinance on measures against Syria (
in French
) (
in German
) (
in Italian
)
Measures against Myanmar (
in French
) (
in German
) (
in Italian
)
November
FINMA to open more offices in Zurich
Double taxation agreements: Federal Council adopts additional dispatches
Capital requirements for mortgage lending business and countercyclical buffer
Modification of the ordinance on measures against the Islamic Republic of Iran
(
in French
) (
in German
) (
in Italian)
FINMA publishes special bulletin on money laundering
Federal Council re-elects FINMA's Board of Directors
Minutes of the General Meeting of 3 November 2011
Anti-money laundering: FINMA concludes its audit on dealing with PEPs
October
Modification of the ordinance on measures against some people from Ivory Coast
(
in French
) (
in German
) (
in Italian
)
Mortgage market: FINMA approves Swiss Bankers Association's revised self-regulation
Revised FINMA circular on disclosure requirements for securities transactions
New capital adequacy rules for Swiss banks
Convening notice of the General meeting of ARIF on November 3, 2011 (
in French
) (
in German
)
Minutes of the GM 2010
ARIF's comment of 05.10.2011 on the partial revision of the CISA
(in French)
FINMA states its position on the partial revision of the CISA
Amendments of ARIF Directive 11
September
Modification of the Ordinance on measures against Syria (
in French
) (
in German
) (
in Italian
)
Tougher sanctions against Syria (
in French
) (
in German
) (
in Italian
)
Federal Council launches consultation on the implementation of the tax agreements with
Germany and the UK
Switzerland and Russia sign memorandum on financial dialogue and revised
double taxation agreement
Modification of the ordinance on measures against Libya (
in French
) (
in German
) (
in Italian
)
Modification of the ordinance on measures against Al-Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
UBS trading losses: FINMA and UK FSA to launch investigation
Modification of the ordinance on measures against Libya (
in French
) (
in German
) (
in Italian
)
Modifications of the Directive 1 - application form of ARIF
(new version online)
Federal Council adopts dispatch on amending the Stock Exchange Act
Sabine Kilgus and Daniel Zuberbühler to retire from FINMA's Board of Directors
August
Modification of the ordinance on measures against Belarus (
in French
) (
in German
) (
in Italian
)
Modification of the ordinance on measures against Somalia
(
in French
) (
in German
) (
in Italian
)
FINMA launches consultation on its Stock Exchange Ordinance
Modification of the ordinance on measures against some people from Ivory Coast
(
in French
) (
in German
) (
in Italian
)
July
UBS client data: Federal Supreme Court upholds FINMA's decision
Federal Council adopts dispatch on Tax Administrative Assistance Act
June
Modification of the Stock Exchange Ordinance (
in French
) (
in German
) (
in Italian
)
New regulation concerning the introduction of a standardized key investor information document
("KID") for collective investment schemes (
in French
) (
in German
) (
in Italian
)
Modification of the ordinance on measures against Libya (
in French
) (
in German
) (
in Italian
)
Measures against Oussama Ben Laden, Al Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
May
Modification of the ordinance on measures against some people from Ivory Coast
(
in French
) (
in German
) (
in Italian
)
Ordinance on measures against Syria (
in French
) (
in German
) (
in Italian
)
FINMA publishes report on effectiveness and efficiency in supervision
April
Annual report 2010 of the MROS
Modification of the ordinance on measures against Belarus (
in French
) (
in German
) (
in Italian
)
Consultation on Tax Administrative Assistance Act :
ARIF's comment
Modification of the ordinance on measures against Al-Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
March
New Ordinance on measures against Libya (
in French
) (
in German
) (
in Italian
)
FINMA Annual Media Conference: Focus on Strengthening Resistance to Crisis
Publication of the 13th issue of the ARIF Newsletter
Amendment of the Collective Investment Schemes Act in response to the EU's AIFM Directive
Modification of the ordinance on measures against some people from Libya
(
in French
) (
in German
) (
in Italian
)
FINMA publishes short report on due diligence obligations when dealing with
"politically exposed persons"
FINMA names new Executive Board members
February
The Federal Council condemns the violence against the Libyan people and blocks any assets
of Muammar Gaddafi in the Switzerland
New ordinance on measures against some people from Libya
(
in French
) (
in German
) (
in Italian
)
Measures against Belarus (
in French
) (
in German
) (
in Italian
)
Modification of the ordinance on measures against some people from the Arab Republic of Egypt
(
in French
) (
in German
) (
in Italian
)
Modification of the ordinance on measures against some people from Ivory Coast
(
in French
) (
in German
) (
in Italian
)
FINMA's response to the consultation on structural reform to occupational pensions
Changes in the asset management industry
Modification of the ordinance on measures against some people from Tunisia
(
in French
) (
in German
) (
in Italian
)
Modification of the ordinance on measures against Somalia
(
in French
) (
in German
) (
in Italian
)
Modification of the ordinance on measures against Al-Qaïda and the Talibans
(
in French
) (
in German
) (
in Italian
)
January
FINMA Newsletter n°18 (2010)
: Handling of Life Insurances with separately
managed accounts/portfolios
Measures against Somalia (
in French
) (
in German
) (
in Italian
)
New sanctions against Iran (
in French
) (
in German
) (
in Italian
)
New ordinance on measures against some people from Tunisia
(
in French
) (
in German
) (
in Italian
)
New ordinance on measures against some people from Ivory Coast
(
in French
) (
in German
) (
in Italian
)
FDF, FINMA and SNB sign tripartite agreement on collaboration
Documents to download
-
Articles of Association
-
Regulations SRO
-
Directive 1 - Application form
-
Directives 2 to 13
-
Directive 14 - Code of deontology/CoD
-
Application for submission to the CoD
-
Questionnaire GFI
-
Checklist internal directives
-
Agreement for MLA auditors
-
Mutation notification
-
Opening of relationship form
-
Example of asset management contract
-
Suspicious activity report
-
Training schedule
-
Subscription form
Links
-
FINMA
-
Federal Department of Finance (FDF)
-
Money Laundering Reporting Office (MROS)
-
Financial Action Task Force (FATF)
Association Romande des Intermédiaires Financiers
Rue de Rive 8, 1204 Genève
Téléphone: (+41) 22 310.07.35. Fax: (+41) 22 310.07.39.
