|
D
|
F
|
I
2011
2010
2009
2008
2007
2006
2005
2004
2003
Search
Feeds RSS
News
January 2012
Press release of the Forum SRO of 27.01.2012
Program of the seminar "Crime organisé et corruption" of 22nd February 2012
-
subscription
OECD recognises Swiss efforts in fighting the bribery of foreign public officials
Partial revision of the Collective Investment Schemes Act
(
in French
) (
in German
) (
in Italian)
Program of the MLA basic training in English of 26th January 2012
-
subscription
December 2011
Modification of the ordinance on measures against the Islamic Republic of Iran
(
in French
) (
in German
) (
in Italian)
Modification of the ordinance on measures against Libya (
in French
) (
in German
) (
in Italian)
Partial revision of the FINMA Stock Exchange Ordinance to become effective
Modification of the annex 2 and 3 to the ordinance on measures against Myanmar
(
in French
) (
in German
) (
in Italian)
Structured products: FINMA report identifies shortcomings in protecting investors
Modification of the Ordinance on measures against Syria (
in French
) (
in German
) (
in Italian
)
Measures against Myanmar (
in French
) (
in German
) (
in Italian
)
Documents to download
-
Articles of Association
-
Regulations SRO
-
Directive 1 - Application form
-
Directives 2 to 13
-
Directive 14 - Code of deontology/CoD
-
Application for submission to the CoD
-
Questionnaire GFI
-
Checklist internal directives
-
Agreement for MLA auditors
-
Mutation notification
-
Opening of relationship form
-
Example of asset management contract
-
Suspicious activity report
-
Training schedule
-
Subscription form
-
Quiz 26.01.2012
Links
-
FINMA
-
Federal Department of Finance (FDF)
-
Money Laundering Reporting Office (MROS)
-
Financial Action Task Force (FATF)
Association Romande des Intermédiaires Financiers
Rue de Rive 8, 1204 Genève
Téléphone: (+41) 22 310.07.35. Fax: (+41) 22 310.07.39.
